Dale Walters Named IACCPsm by the Center for Compliance Professionals

The Center for Compliance Professionals, the compliance education and professional development division of National Regulatory Services (NRS), which administers several industry educational opportunities including the Investment Adviser Compliance Certificate Program, has named Dale Walters, CEO of KeatsConnelly, an Investment Advisor Certified Compliance Professionalsm (IACCPsm).

“This designation formalizes the knowledge, skills and ethical commitment of our investment advisory professionals,” said Robert Keats, founder of Keats, Connelly, whose company specializes in managing the complexities of accumulated wealth and US/Canadian cross-border planning “It really says something grand for the high standards we hold at KeatsConnelly.”

About KeatsConnelly

KeatsConnelly is a wealth management firm with offices in Arizona, Florida and Michigan. The firm specializes in managing the complexities of accumulated wealth and US/Canadian cross-border planning through an integrated approach including: financial, investment, tax, estate and business planning, as well as the detailed management of all financial records and accounts. Keats, Connelly and Associates’ fee-only compensation model enables the company to maintain its philosophy of promoting clients’ best interests at all times while avoiding any potential conflict of interest with commissions. For more information on KeatsConnelly, please visit www.keatsconnelly.com.

About National Regulatory Services & SourceMedia
National Regulatory Services (NRS), (www.nrs-inc.com) is the nation’s leader in compliance and registration products and services for Investment Advisers, Broker/Dealers, Investment Companies, and Insurance institutions. NRS consultants register start-up and established firms with the federal and state governments, as well as provide ongoing compliance consulting and training. Its conferences alert compliance officers and top management to the latest regulatory issues, while NRS software products ease the compliance burden by meeting federal and state regulatory requirements, quickly and efficiently. In 2004, NRS established the Center for Compliance Professionals, which offers the first Investment Adviser compliance certification program. NRS is a division of SourceMedia (www.sourcemedia.com) a leading provider of information, data, and software tools for professionals in the financial services and related technologies markets. More than 750,000 clients use SourceMedia’s publications, databases, and work solutions worldwide.

Related Downloads

Printer Friendly (PDF)

Posted in In The News
Cross-Border Series
The Border Guide
Now available in its 11th edition, The Border Guide has sold over 80,000 copies and is considered the definitive cross-border financial tool for Canadians living, working and investing in the United States.
A Canadian's Best Tax Haven
This book will show you how to realize your dream of living a lifestyle in a climate that allows for year-round golfing and sandy beaches while lowering your taxes and cost of living.
Taxation of Canadians in America
This book addresses individual US taxation and estate planning issues you will face as a Canadian living in the US.
Taxation of Americans in Canada
US citizens and green card holders are subject to US tax regardless of where they reside in the world. Are YOU at risk?

Crossing the Border?
Get Updates from Us