KeatsConnelly, an award-winning wealth management firm in Phoenix that specializes in managing the complexities of accumulated wealth as well as US/Canadian cross-border planning, has named Ronald G. Kendall its compliance officer.
Kendall, a Goodyear resident, will be responsible for establishing and implementing effective compliance programs to prevent illegal, unethical and/or improper conduct. He will also act as staff to the firm’s CEO and governing board by monitoring and reporting results of compliance and ethics efforts by the company. He has over twenty year’s experience in compliance, including work with INVEST Financial Corporation, Intersecurities, Inc. and Transamerica, which are all located in Florida. Kendall holds a Bachelor of Arts in Business Administration from St. Ambrose University in Davenport, Iowa.
Keats, Connelly and Associates is a wealth management firm with offices in Arizona, Florida and Michigan. The firm specializes in managing the complexities of accumulated wealth and US/Canadian cross-border planning through an integrated approach including: financial, investment, tax, estate and business planning, as well as the detailed management of all financial records and accounts. KeatsConnelly’ fee-only compensation model enables the company to maintain its philosophy of promoting clients’ best interests at all times while avoiding any potential conflict of interest with commissions. For more information on Keats, Connelly and Associates, please visit www.keatsconnelly.com.