Disclosures

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Keats, Connelly, and Associates, LLC (“KeatsConnelly”) is an SEC registered investment adviser headquartered in Phoenix, Arizona. KeatsConnelly and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which KeatsConnelly maintains clients. KeatsConnelly may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. This web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of this web site on the Internet should not be construed by any consumer and/or prospective client as our solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by KeatsConnelly with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of KeatsConnelly, please contact the SEC or the state securities regulators for those states in which KeatsConnelly maintains a notice filing. A copy of our current written disclosure statement discussing our firm’s business operations, services, and fees is available from KeatsConnelly upon written request. KeatsConnelly does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to this web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by KeatsConnelly) or product made reference to directly or indirectly by KeatsConnelly in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.

Certain portions of this web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, our (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from KeatsConnelly, or from any other investment professional. KeatsConnelly is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to this web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from KeatsConnelly, or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its access to this web site, to release and hold harmless KeatsConnelly, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from KeatsConnelly.

http://www.sec.gov

“To ensure compliance with requirements imposed by the IRS, we inform you that any US tax advice contained in this website (or in any attachment) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed in this website (or in any attachment).”

Social Media Policy

All social media sites including, but not limited to, the KeatsConnelly Blog, Facebook, LinkedIn, Google+ and Twitter pages are open to the public. People “following” it may include employees, family members and clients. By “following” the page, no person is explicitly or implicitly endorsing or recommending KeatsConnelly nor any of its employees or services. Those sites provide investment related information but not individual investment advice. Its content is not based on knowledge of any reader’s individual needs or circumstances. The tax or investment strategies mentioned are not suitable for all investors. Any mention of investment strategies, products, services or returns is not intended as a recommendation. Past returns are not indicative of future results and investors should not assume that any investment will be profitable.

Cross-Border Series
The Border Guide
Now available in its 11th edition, The Border Guide has sold over 80,000 copies and is considered the definitive cross-border financial tool for Canadians living, working and investing in the United States.
Buying Real Estate in the US
This thorough financial, tax, and legal guide will help snowbirds understand the process, and make informed investments south of the border.
A Canadian's Best Tax Haven
This book will show you how to realize your dream of living a lifestyle in a climate that allows for year-round golfing and sandy beaches while lowering your taxes and cost of living.
Taxation of Canadians in America
This book addresses individual US taxation and estate planning issues you will face as a Canadian living in the US.
Taxation of Americans in Canada
US citizens and green card holders are subject to US tax regardless of where they reside in the world. Are YOU at risk?
Crossing the Border?
TRY OUR CROSS-BORDER FORUM »
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Upcoming Workshops
2017 - Phoenix, AZ
2017 - Palm Springs, CA
2017 - Naples, FL
2017 - Boca Raton, FL

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